Information encoding on surfaces by varying spectral emissivity

ABSTRACT

A method for applying surface modifications in at least two patterns that differ in spectral emissivity by known amounts. The patterns form an information-encoding sequence of transitions of differential emissivity along a scan path over the patterns, that encodes a set of information. This information is decoded by a scanner sensitive to emissivity in the given portion of the electromagnetic spectrum, and sensitive to transitions in emissivity of the known amounts, when scanned along the scan path, combined with knowledge of the expected emissivity values of the patterns. This provides secure informational marking of articles and documents, including mail. The patterns may be visible, or hidden, but the emissivity values are not duplicated by standard office equipment, so authenticity of the patterns can be determined using the special emissivity scanner.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application claims the benefit of provisional patent application No. 60/354,374, filed Feb. 5, 2002.

BACKGROUND OF THE INVENTION

1. Field of the Invention

This invention relates generally to the field of steganography.

2. Description of Prior Art

The art and technology of steganography or secret writing/printing has been practiced from antiquity to the present day. Secret communication methods were widely used in Seventeenth Century England and earlier. In An Annotated Bibliography of Cryptography, David Shulman lists a number of treatises on cryptographic subjects published in England between 1593 and 1776, as well as scholarly books that contained chapters on use of codes, ciphers, and secret writing techniques. One such work, John Wilkins' Mercury, or the Secret and Swift Messenger, describes the use of . . . secret inks and papers. Another source describing the antiquity of various means of secret writing and invisible printing is The use of Encrypted, coded and Secret Communications is an Ancient Liberty Protected by the United States Constitution. By John A. Fraser III., Virginia Journal of Law and Technology, U. of Virginia, Fall 1997 volume 2.

Various ingenious means such as ‘invisible inks’ have been developed to create a hidden mark or message. These hidden marks have been used to conceal messages and to counter the efforts of counterfeiters. In modern times, the art of hidden marks has been extended to the use of bar codes and other information-rich symbols containing variable information. Simple marking has obvious requirements for durability and readability, but in bar-coding and other advanced symbologies, it is desirable to have a means to obscure or hide a mark and make it uncopyable by computer printers.

The prior art consists of embossing and printing bar codes and other information-rich symbols. Bar codes have been used for the identification of documents and products since the early 1950's. Various bar code symbologies have been developed and commercialized, while the technology of scanning and printing has continuously evolved. Numerous developments have been proposed, patented and commercialized, to improve the readability, security and information content of printed codes, including the use of color, encryption, two-dimensional codes, special inks and error correction. Bar-coding is inherently inexpensive to apply because it is printing.

Because it is printing, bar-coding uses ink. All inks are readable through the interaction of the ink with radiation or an electromagnetic field. Visible inks absorb light in the visible spectrum and are thereby readable. Fluorescing or phosphorescing inks are excited by radiation of a particular wavelength and the light emitted is then detectable. Magnetic inks as used in document coding, are detected through their perturbation of a magnetic field. The prior art of printing has made use of various physical properties of inks such as reflectance, absorption, transmission, fluorescence, and color. No printing, especially that of machine-readable symbology has made use of the intrinsic emissivity of materials.

The deficiency in the prior technology is that it is not secure against copying on conventional computer printers and can be read, duplicated, and printed by unauthorized parties. Even fluorescent inks, holograms, and magnetic strips are susceptible to counterfeiting, alteration, and copying.

PRIOR ART REFERENCES

-   U.S. Pat. No. 4,529,633, Karlsson, Thermal Camouflage -   U.S. Pat. No. 4,647,774, Brisk et al., Pyrometer #2 -   U.S. Pat. No. 4,647,775. Stein, Pyrometer 1 -   U.S. Pat. No. 4,708,493, Stein, Apparatus for remote measurement of     temperatures -   U.S. Pat. No. 4,840,496, Elleman et al., Noncontact Temperature     Pattern Measuring Device -   U.S. Pat. No. 5,166,080, Schietinger et al., Techniques for     measuring the thickness of a film formed on a substrate -   U.S. Pat. No. 5,282,017, Kasindorf et al., Reflectance Probe -   U.S. Pat. No. 5,294,198. Schlagheck, Infrared inspection system and     method employing emissivity indications -   U.S. Pat. No. 5,296,887, Zander, Bar-coded film spool -   U.S. Pat. No. 5,308,161, Stein, Pyrometer apparatus for use in rapid     thermal processing of semi-conductor wafers -   U.S. Pat. No. 5,582,103, Tanaka et al., Method of making an     anti-counterfeit latent image formation object for bills, credit     cards, etc. -   U.S. Pat. No. 5,597,237, Stein, Apparatus for measuring the     emissivity of a semiconductor wafer -   U.S. Pat. No. 5,597,997, Obata et al., Optical Information Reader -   U.S. Pat. No. 5,648,650, Sugifune et al., Optical Bar code reading     apparatus with regular reflection detecting circuit -   U.S. Pat. No. 5,701,538, Yasui, Photographic film cassette and     production method therefore -   U.S. Pat. No. 5,704,712, Stein, Method for remotely measuring     temperatures which utilizes a two wavelength radiometer and a     computer -   U.S. Pat. No. 5,709,918, Kimijima et al., Information indicator and     information indicating labels -   U.S. Pat. No. 6,001,510, Meng at al., Method for producing laser     hologram anti-counterfeit mark with identifying card and inspecting     card and inspecting apparatus for the mark.

INK REFERENCES

-   U.S. Pat. No. 4,210,916, Mansukhani, Ink jet inks -   U.S. Pat. No. 4,264,366, Peng, Cancellation and marking inks -   U.S. Pat. No. 4,840,674, Schwarz, Ink compositions -   U.S. Pat. No. 5,571,311, Belmont et al., Ink jet ink formulations     containing carbon black products -   U.S. Pat. No. 5,906,678, Fujiyama et al., Hot melt colored ink -   U.S. Pat. No. 6,069,190, Bates et al., Ink compositions having     improved latency

SUMMARY OF THE INVENTION

A primary object of the invention is to create, apply, and decode a machine-readable symbol, code, writing, or legend by means of differential emissivity. Another object of the invention is to create an invisible bar code. Another object of the invention is to create an anti-counterfeiting mark that cannot be replicated by a computer printer. Another object of the invention is to securely identify articles. Another object of the invention is to securely identify documents. Another object of the invention is to prevent the counterfeiting of documents. Another object of the invention is to imbed machine-readable information in a secure mark. Another object of the invention is to provide a means to read a machine-readable mark by means of differential emissivity. Another object of the invention is to enhance the information content of printed marks, symbols and code.

These objective are achieved by applying surface modifications in at least two patterns that differ in spectral emissivity by known amounts as measured in a given portion of the electromagnetic spectrum that includes at least a part of the invisible spectrum. The patterns form an information-encoding sequence of transitions of differential emissivity along a scan path over the patterns, that encodes a set of information. This information is decoded by a scanner sensitive to emissivity in the given portion of the electromagnetic spectrum, and sensitive to transitions in emissivity of the known amounts, when scanned along the scan path, combined with knowledge of the expected emissivity values of the patterns. This provides secure informational marking of articles and documents, including mail. The patterns may be visible or hidden, but the emissivity values are not duplicated by standard office equipment, so authenticity of the patterns can be determined using the special emissivity scanner.

Other objects and advantages of the invention will become apparent from the following description and drawings, which disclose the invention, and illustrate examples of it.

BRIEF DESCRIPTIONS OF THE DRAWINGS

The drawings are part of this specification and illustrate examples of the invention, which may be embodied in various forms. Some aspects of the invention may be shown enlarged and/or exaggerated to facilitate an understanding of the invention.

FIG. 1 is an illustration of a portion of a surface with a pattern of modifications having varying spectral emissivity.

FIG. 2 is a sectional view of part of a surface with areas of varying spectral emissivity created by varying surface texture or roughness.

FIG. 3 illustrates an adhesive label having a surface with information encoded as bar codes using two surface modifications with emissivities that differ from each other and from that of the surface.

FIG. 4 illustrates a portion of a surface with information encoded as bar codes using two types of surface modifications for the bars, plus a third type of surface modification that provides a border around the other bars.

FIG. 5 illustrates an emissivity scanning process.

FIG. 6 illustrates the application of two complementary patterns.

FIG. 7 illustrates the application of a first ink over the pattern area, then a second ink in a pattern on top of the first ink, resulting in the same emissivity transitions as in FIG. 6.

FIG. 8 illustrates two patterns as in FIG. 6 or 7, with an additional area 3 b.

FIG. 9 illustrates two patterns and a border 3 c using only two modifications.

REFERENCE NUMBERS

-   -   1. a surface for marking     -   2. a first type of surface modification with a known first         emissivity value     -   2 a. a first type of roughness applied to a surface to produce         an area with a known first emissivity value     -   3. a second type of surface modification with a known second         emissivity value     -   3 a. a second type of roughness applied to a surface to produce         an area with a known second emissivity value     -   3 b. a calibration and registration area for the scanner ahead         of the emissivity transitions, using the second type of surface         modification     -   3 c. a calibration, registration, and search border for the         scanner around the emissivity transitions, using the second type         of surface modification     -   4. a third type of surface modification with a known third         emissivity value     -   5. substrate of surface for marking     -   6. outer layer of substrate     -   7. label     -   10. a mailing envelope     -   11. encoded information or indicia     -   12. an emissivity sensing scanner

TERMINOLOGY

-   Emissivity: The ability of a given surface to emit radiant energy     compared to that of a black body at the same temperature and with     the same area. Emissivity is a ratio of the energy emitted by the     surface of a given material divided by energy emitted by a black     body under the same excitation conditions. The measurement of     emissivity may be restricted to a given frequency or range of     frequencies of emitted energy and/or to a given frequency or     frequencies of excitation energy. Emissivity may or may not include     a visible component, depending on the radiation measurement     frequencies of interest. -   Differential Emissivity: The difference in emissivity of two     surfaces or materials under the same excitation conditions.     Invisible Electromagnetic Spectrum

Electromagnetic waves outside the visible wavelengths of about 0.4–0.7 microns.

DETAILED DESCRIPTION

This invention is a method for creating machine-readable codes and marks which are detected and read by means of spectral emissivity, comprising the steps of:

-   -   providing two or more inks having different intrinsic spectral         emissivities, or which upon drying leave a surface with         controlled surface texture;     -   printing a symbol with these inks using conventional printing         means, and/or embossing the printed surface with a symbol having         varying surface texture or roughness;     -   applying the symbol directly to a document or article or         affixing it to a label for future application;     -   scanning the symbol to detect the areas of differing spectral         emissivity;     -   decoding the information in the symbol; and     -   displaying this information or transferring it to a data         processing system.

The codes and marks thus created are useful in marking and labeling documents and products in such a way that the mark cannot be detected by eye, or detected, scanned, and reproduced with standard office copying or scanning equipment, yet they can be detected and decoded using specialized scanners as later described. These codes and marks can be employed to identify objects and documents to determine their authenticity. They may also serve to carry concealed information regarding the origin, application, authorship, history, proper application, intellectual property ownership, derivation, and authenticity of documents and objects.

This invention may be used to deter counterfeiting of documents and objects and to identify genuine articles. An example of such an application is the concealed labeling of expensive designer handbags to determine if they are supplied through legitimate channels. Another example is the hidden coding of driver's licenses to distinguish authentic licenses from counterfeits.

Special inks for this invention are composed of a suitable carrier liquid containing a suspension, solution, or other composition of pigments and other materials of known intrinsic spectral emissivity in either the total electromagnetic spectrum, or in a given portion of the spectrum. Carrier liquids may be based on water or hydrocarbon, including liquids such as alcohol, ethylene glycol, or others as known in the art of ink making. Examples of materials with known emissivity that are readily adapted to conventional printing processes, are elements such as the following:

Material Emissivity Carbon 0.80–0.93 Cobalt 0.36 Copper 0.10 Gold 0.14 Manganese 0.59 Silver 0.07 Source: Roeser and Weasel, National Bureau of Standards, Spectral Emissivity of Materials, Surface Unoxidized for 0.65μ, Handbook of Chemistry and Physics, 49^(th) Edition, Chemical Rubber Company 1968, page E-228

An alternate composition of the special inks for this invention are inks that dry or cure with a predetermined surface texture, creating a surface of predetermined emissivity. Examples of such inks are those comprising dense suspensions of colorants, pigments, or other particulate materials such as ferric oxide.

The use of surface texture of ink to control spectral emissivity is based on the principal that: “The emissivity of oxides and oxidized metals depends to a large extent upon the roughness of the surface. In general, higher values of emissivity are obtained on the rougher surfaces . . . ”. From the above Handbook of Chemistry and Physics, page E-228. In addition, a surface may be embossed or physically textured before inking, or an ink may be embossed after drying to produce a desired emissivity.

The variable emissivity features described above may be embodied in a label. The substrate material for the label may be paper, a metallic film or foil, plastic, or other material.

Printing may be accomplished through any method, such as offset, ink jet, xerographic, or press. Although the symbol thus created may be visible to the eye and therefore copyable by standard office equipment and scanners, the information contained in the variable emissivity code will not be so readable or copyable. A symbol copied on conventional office equipment may appear similar to the original, but even the bulk presence or absence of the variable emissivity code can serve to determine if a symbol is authentic.

Scanning the symbol can be accomplished by means of a laser spot scanner as used for non-contact emissivity measurements as known in the art. Such instruments can detect emissivity differences on the order of 0.05 at a spatial resolution of 0.1 mm or less as required for bar code reading. Although emissivity measurements and estimates are employed to correct the temperature measurements of very hot objects, spectral emissivity measurements can now be made at room temperature. Scanning is accomplished by means of a scanner, which can detect and measure the emissivity of a particular spot. The preferred embodiment of the scanner is comprised of the following elements: a laser, scanning mirror or prism, mirror/prism deflection motor and controller, photo-detector.

For example, active laser pyrometer technology is disclosed in U.S. Pat. No. 4,417,822 issued on Nov. 29, 1983 to Alexander Stein. Such instruments obtain an accurate temperature measurement by discounting the emissivity of a surface. In U.S. Pat. No. 4,840,496 issued on Jun. 20, 1989, Elleman et al. disclose a narrow laser beam contactless pyrometer, capable of scanning a small area and determining the emissivity and temperature.

FIG. 1 shows a machine-readable mark created of any desired size and shape on a surface 1. The mark contains blank areas of unmarked surface 1 and a pattern of areas of varying emissivity 2, 3. The pattern may be a bar code or other machine readable code, or may contain a human readable character or symbol.

In a preferred embodiment, the pattern is printed on a surface using a black colored carbon-black ink and a black colored inorganic ink. Preferably ink jet printing is used for both inks. The carbon-black ink can be any combination of an aqueous or other vehicle and a carbon black product as known in the art. Examples of such inks are given in U.S. Pat. No. 5,184,148, U.S. Pat. No. 4,530,961, and U.S. Pat. No. 5,281,261. The inorganic ink contains a vehicle and one or more inorganic dyes such as nickel sulfide inorganic dyes. The surface can be a paper of conventional 12 lb. glossy white label stock or any other surface of known emissivity that differs measurably from the emissivities of both inks.

The two inks can be printed in complementary patterns in a single pass, such that the whole area of the mark is covered with one or the other ink as in FIG. 6. In this approach, one pattern is the negative of the other pattern, resulting in a marked area that appears solid black. Alternately, a first ink can be printed over the whole area of the mark, and allowed to dry, then a second ink can be printed in the pattern on top of the first ink as in FIG. 7. With either method, the mark appears solid black in the visible spectrum, but reveals the pattern in a selected invisible range in which the two inks have a known emissivity differential.

Optionally, an enlarged area ahead of the pattern can be applied using one of the inks or other surface modifications as in FIG. 8. This allows a scanner to more easily register and calibrate itself to the surface temperature on a larger area without transitions before scanning the pattern. Optionally, a rectangular or other-shaped border around the pattern can be provided using one of the surface modifications as in FIG. 9. This provides a registration and calibration area in the form of a whole border so that a scanner can more easily automatically search a document or article for a mark that may not be in a standard location. The border can be rectangular so that the front or back end of the pattern can be identified, or it can be trapezoidal or otherwise asymmetric, so that the front end of the pattern can be distinguished from the back end before scanning.

In FIG. 2 an alternate means for creating a machine-readable mark using emissivity as influenced by surface texture is illustrated. In this case, the areas of varying emissivity 2 a, 3 a have different surface structures. Substrate 5 in the preferred embodiment is a paper envelope. The outermost layer 6 of the substrate has been imprinted to create areas of varying surface roughness 2 a and 3 a. In a preferred embodiment of this variation, the areas can be created by embossing with an electromechanical dot matrix printer such as the Epson MX-80. This can be done without ink, or with ink formulated to fix and retain the surface texture. Alternatively, raised printing can be created by means of high resolution ink jet printing which can print areas of varying dot density patterns using an ink formulated for raised lettering as known in the art. Optionally, a label with a metallic film surface can be embossed with different textures for this embodiment of the invention.

In FIG. 5, the machine readable mark is illustrated for example as a postage meter indicium, which contains information relating to funds paid for postage, originating address, time and date of sending, etc. The mail piece 10 contains indicium 11, which has been printed as described above. The indicium is scanned for verification, addressing and other purposes by means of a scanner 12.

Although the present invention has been described herein with respect to preferred embodiments, it will be understood that the foregoing description and drawings are intended to be illustrative, not restrictive. Modifications of the present invention will occur to those skilled in the art. All such modifications that fall within the scope of the appended claims are intended to be within the scope and spirit of the present invention. 

1. A method for encoding information on surfaces, comprising: providing a surface; applying to the surface a first pattern using a first surface modification that emits energy based on a first intrinsic emissivity value at a given temperature; and applying to the surface a second pattern using a second surface modification that emits energy based on a second intrinsic emissivity value that differs from the first intrinsic emissivity value at the given temperature; the first and second patterns forming an information-encoding sequence of transitions of differential emissivity along a scan path over the patterns that encodes a given set of information; whereby an emissivity sensor that is sensitive to transitions in intrinsic emissivity, when scanned along the scan path over the patterns, will detect emissivity transitions that encode the given set of information regardless of whether any light is present.
 2. The method of claim 1, wherein: the first surface modification has a given appearance based on light reflection and absorption in the visible spectrum; the second surface modification has an appearance based on light reflection and absorption in the visible spectrum that is substantially the same as the given appearance of the first surface modification; and the first and second surface modifications are applied in a combined pattern that does not reveal the given set of information in the visible spectrum.
 3. The method of claim 1, wherein at least one of the transitions of differential emissivity is at least 0.05.
 4. The method of claim 1, wherein: the first surface modification is a first ink; and the second surface modification is a second ink.
 5. The method of claim 1, wherein: the first surface modification is a first surface texture; and the second surface modification is a second surface texture, the first and second surface textures being different.
 6. The method of claim 5, wherein the first and second surface modifications are created by embossing the surface with an electromechanical dot matrix printer.
 7. The method of claim 5, wherein the first and second surface modifications are created by applying different dot density patterns on the surface by raised printing.
 8. The method of claim 1, further comprising: scanning the patterns using a scanner that is sensitive to transitions in intrinsic emissivity to detect emissivity transitions; and decoding the emissivity transitions into the given set of information.
 9. A method for encoding information on surfaces, comprising: providing a surface; providing a first ink that emits energy based on a first intrinsic emissivity value at a given temperature; providing a second ink that emits energy based on a second intrinsic emissivity value that differs from the first intrinsic emissivity value at the given temperature; applying to the surface a first pattern using the first ink; and applying to the surface a second pattern using the second ink, the first and second patterns forming an information-encoding sequence of transitions of differential emissivity along a scan path over the patterns, that encodes a given set of information; whereby an emissivity sensor that is sensitive to the given portion of the electromagnetic spectrum, and sensitive to transitions in intrinsic emissivity, when scanned along the scan path over the patterns, will detect emissivity transitions that encode the given set of information regardless of whether any light is present.
 10. The method of claim 9, wherein: the first and second inks have substantially the same appearance in the visible spectrum; and the first and second inks are applied in a combined pattern that does not reveal the given set of information in the visible spectrum.
 11. The method of claim 9, further comprising: scanning the patterns using a scanner that is sensitive to the given portion of the electromagnetic spectrum, and is sensitive to transitions in intrinsic emissivity to detect emissivity transitions; and decoding the emissivity transitions into the given set of information.
 12. The method of claim 9, further comprising: providing at least one additional ink that emits energy based on an intrinsic emissivity value wherein, each of the first, second, and the at least one additional ink has a different intrinsic emissivity value; applying to the surface at least one additional pattern using the at least one additional ink, the patterns forming an information-encoding sequence of transitions of differential emissivity along a scan path over the patterns that encodes a given set of information.
 13. A method for encoding information on surfaces, comprising: providing a surface that emits energy based on a first intrinsic emissivity value at a given temperature; applying a first texture to the surface in a first pattern that emits energy based on a second intrinsic emissivity value at the given temperature; and applying a second texture to the surface in a second pattern that emits energy based on a third intrinsic emissivity value that differs from both the first and second intrinsic emissivity values at the given temperature, the second and third patterns forming an information-encoding sequence of transitions of differential emissivity along a scan path over the patterns that encodes a given set of information; whereby an emissivity sensor that is sensitive to the given portion of the electromagnetic spectrum, and sensitive to transitions in intrinsic emissivity, when scanned along the scan path over the patterns, will detect emissivity transitions that encode the given set of information regardless of whether any light is present.
 14. The method of claim 13, further comprising: scanning the patterns using a scanner that is sensitive to transitions in emissivity to detect emissivity transitions; and decoding the given set of information.
 15. A method for encoding information on surfaces, comprising: providing a surface that emits energy based on a first intrinsic emissivity value at a given temperature; applying to the surface a first surface modification that emits energy based on a second intrinsic emissivity value that differs from the first intrinsic emissivity value at the given temperature; and applying to the surface a second surface modification which emits energy based on a third intrinsic emissivity value that differs from at least one of the first and second intrinsic emissivity values at the given temperature; and arranging the first surface modification in at least one pattern that forms an information-encoding sequence of transitions of differential emissivity, wherein the transitions of differential emissivity encode a first given set of information regardless of whether any light is present.
 16. The method of claim 15, wherein: the second surface modification is arranged in at least one pattern that forms a detectable information-encoding sequence of transitions of differential emissivity that encodes a second given set of information; whereby an emissivity detector that is sensitive to transitions of differential emissivity detects emissivity transitions to decode the second given set of information.
 17. The method of claim 15, wherein: the first surface modification has a given appearance based on light reflection and absorption in the visible spectrum; the second surface modification has an appearance based on light reflection and absorption in the visible spectrum that is substantially the same as the given appearance of the first surface modification; and the first and second surface modifications are applied in a combined pattern that does not reveal at least one of the given sets of information in the visible spectrum. 